Unclaimed
James Cooney is an active Registered Representative with Hornor, Townsend & Kent, LLC located in NEW YORK, NY. James has been in the securities industry since 2012. James has passed the Series 7, Series 66, and SIE exams. James Cooney has a total of 26 state registrations, including New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
09/05/2014 - 01/13/2017
MSI FINANCIAL SERVICES, INC. (ELMSFORD NY)
NY
05/16/2013 - 08/21/2014
EQUITY SERVICES, INC. (NEW YORK NY)
NJ
02/13/2012 - 05/14/2013
METLIFE SECURITIES INC. (PARAMUS NJ)
NJ
09/12/2011 - 01/26/2012
ING FINANCIAL PARTNERS, INC. (JERSEY CITY NJ)
BOTH
Issued 09/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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