Unclaimed
James Paul Clanton is a registered representative with The Baker Group, LP in Oklahoma City, OK. James has been in the industry since May 17, 2011. James holds several securities licenses including Series 7, Series 50, Series 52 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
OK
09/19/2014 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
GA
02/13/2006 - 06/16/2009
SILVERTON CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 09/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2006
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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