Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Celico is a financial advisor registered with LPL Financial LLC. James has over 40 years of experience in the financial services industry. James is a Registered Representative, offering financial advice to individuals, families, and businesses. James specializes in providing financial planning, investment management, and insurance services. He has obtained several licenses and certifications, including the Series 6 and Series 63 exams. He is also a Chartered Financial Consultant. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
05/15/2006 - Present
LPL Financial LLC (NORTH KINGSTOWN RI)
AZ
06/18/1989 - 07/22/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
08/20/1988 - 10/29/1990
G. R. PHELPS & CO., INC.
NA
08/08/1988 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NY
01/30/1986 - 08/16/1988
NEW ENGLAND SECURITIES CORPORATION (NEW YORK NY)
NA
12/14/1983 - 01/30/1986
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
02/18/1982 - 12/06/1983
PRUCO SECURITIES CORPORATION
NA
12/22/1981 - 12/06/1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 06/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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