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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Beckett is a financial advisor with Truist Advisory Services, INC. based in Roanoke, VA. James has been working in the financial services industry since 2008 and has a total of 33 state registrations, along with 2 IA state registrations. James has Series 7, Series 63, Series 65 and SIE licenses. James holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
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Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/28/2022 - Present
Truist Advisory Services, Inc. (ROANOKE VA)
VA
05/12/2021 - 07/21/2021
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
NJ
08/14/2000 - 09/09/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/25/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
04/09/1991 - 07/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 7/5/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 9/2/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 4/5/2021
SIE - Securities Industry Essentials Examination
BC
Issued 4/8/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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