Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Beckett is a financial advisor in Roanoke, VA. James has been in the industry since 2008. He has worked with firms including Truist Advisory Services, Inc., Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. James is licensed to conduct business in 33 states and holds the Series 7, Series 63, Series 65 and SIE exams. James is also a Certified Financial Planner. James specializes in financial planning, portfolio management for individuals and businesses, and publication of periodicals. He provides advisory services to individuals, businesses, charitable organizations, pension and profit sharing plans, and high net worth individuals. James is currently registered with Truist Advisory Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/28/2022 - Present
Truist Advisory Services, Inc. (ROANOKE VA)
VA
05/12/2021 - 07/21/2021
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
NJ
08/14/2000 - 09/09/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/25/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
04/09/1991 - 07/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/05/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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