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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Young is a financial advisor at Raymond James & Associates, Inc. based in Chicago, Illinois. James has been in the industry since 2001. Before joining Raymond James & Associates, Inc., James was a financial advisor at William Blair and Macquarie Capital (USA) Inc. James holds the Series 7, 72, 79 and SIE licenses. James is registered in Illinois and specializes in providing financial advice to individuals, corporations, businesses, charitable organizations, insurance companies, pension and profit sharing plans, and banking and thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/05/2019 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
01/06/2010 - 11/05/2018
WILLIAM BLAIR (CHICAGO IL)
NY
05/16/2007 - 03/10/2009
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
IL
11/09/2005 - 04/23/2007
GIULIANI CAPITAL ADVISORS LLC (CHICAGO IL)
CA
04/25/2001 - 11/09/2005
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
MN
03/12/2001 - 04/12/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 07/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2005
Series 72 - Government Securities Representative Examination
BC
Issued 03/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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