Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stewart is a financial professional with over two decades of experience in the financial services industry. Currently, James is a registered representative with Wintrust Investments LLC where James offers a variety of financial services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. James has prior experience working with Prudential Investment Management Services LLC, Prudential Annuities Distributors, Inc, ING Financial Partners, Inc., ING Investment Advisors, LLC and ING Financial Advisers, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
03/27/2023 - Present
Wintrust Investments LLC (Stamford CT)
NJ
03/25/2014 - 12/15/2021
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
03/25/2014 - 12/15/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
03/25/2014 - 12/08/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
12/21/2010 - 03/07/2014
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
08/02/2010 - 03/07/2014
ING INVESTMENT ADVISORS, LLC (WINDSOR CT)
CT
04/27/2000 - 03/07/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/17/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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