Unclaimed
James Patrick Slavin is a financial advisor who has been in the industry since September 24, 1996. James is a registered representative of PFS Investments Inc. and is licensed in Delaware, Florida, Georgia, Maryland, New Jersey, New York and Pennsylvania. James holds the Series 6, Series 26 and Series 63 securities licenses as well as the SIE exam. James specializes in providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
09/25/1996 - Present
PFS Investments Inc. (WEST CHESTER PA)
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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