Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Sheehan is a financial advisor who has been in the industry since June 25, 2013. James Sheehan is currently registered with Fidelity Distributors Co. LLC. Previously, James Sheehan was also associated with FIDELITY BROKERAGE SERVICES LLC, PICKWICK CAPITAL PARTNERS, LLC, and BLUE SAND SECURITIES LLC. James Sheehan has a Series 63, Series 66, Series 7, Series 50, and SIE license. James Sheehan is currently registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/06/2022 - Present
Fidelity Distributors Co. LLC (WESTLAKE TX)
TX
03/27/2020 - 08/12/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NY
12/03/2016 - 03/11/2020
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
TX
06/04/2012 - 01/13/2016
BLUE SAND SECURITIES LLC (Dallas TX)
BOTH
Issued 05/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Sheehan is the right advisor for you? Invested Better is here to help.
