Unclaimed
James Patrick Sheehan is an active broker with Bbva Securities Inc. in New York, New York. James has been in the securities industry since September 15, 2002. James holds licenses for Series 63, Series 7, and SIE exams. James also holds licenses for securities licenses in 52 states, District of Columbia, Puerto Rico, and Virgin Islands. James has previous experience with Credit Agricole Securities (USA) Inc. and Credit Agricole Indosuez Cheuvreux North America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
05/05/2004 - 05/12/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
07/19/2002 - 05/04/2004
CREDIT AGRICOLE INDOSUEZ CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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