Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Shanahan is a financial professional with over 35 years of experience in the industry. James has worked for J.p. Morgan Institutional Investments Inc. since October 25, 2006, and prior to that James worked for Winton Associates, Inc. James has a broad range of experience, as demonstrated by his licensing and exam history, including Series 3, 7, 24, 27, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2006 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
08/13/1986 - 03/03/2005
WINTON ASSOCIATES, INC. (CINCINNATI OH)
BC
Issued 07/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/05/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Shanahan is the right advisor for you? Invested Better is here to help.
