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James Patrick Shanahan

Pruco Securities, LLC

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About James Patrick Shanahan

James Shanahan is a financial professional with over 30 years of experience in the industry. James is registered with Pruco Securities, LLC and is licensed to provide investment advice in New Jersey. James holds Series 6, SIE, and Series 63 licenses. James's area of specializations include: Asset allocation, Insurance, Retirement planning, Mutual funds, Annuities, and Variable annuities.

Firm Information

James Shanahan is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Shanahan’s Registration & Firm History

NJ

12/13/1985 - Present

Pruco Securities, LLC (PARAMUS NJ)

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Licenses & Designations

BC

Issued 01/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Patrick Shanahan. Review regulatory record here.
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