Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Salmon is a financial professional with over 20 years of experience in the industry. James holds licenses for Series 7, Series 63, Series 79 and the SIE. James is currently registered with Wells Fargo Securities, LLC in Charlotte, NC and has been with the firm since September 2010. James was previously registered with Banc One Capital Markets, Inc. in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/16/2010 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
IL
12/11/2002 - 07/13/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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