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James Patrick Rooney

Lincoln Financial Distributors, Inc.

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About James Patrick Rooney

James Patrick Rooney has been in the financial industry since 1991. James is currently registered with Lincoln Financial Distributors, Inc. in Hartford, Connecticut. James has been with Lincoln Financial Distributors, Inc. since 2007. James has previously held positions with Jefferson Pilot Securities Corporation, Pruco Securities Corporation and The Prudential Insurance Company of America. James holds the Series 6, Series 26, Series 63 and SIE licenses and has a background in Investment Company Products/Variable Contracts. James is licensed in California and New Hampshire.

Firm Information

James Rooney is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Rooney’s Registration & Firm History

CT

10/12/2007 - Present

Lincoln Financial Distributors, Inc. (HARTFORD CT)

NH

02/12/2001 - 10/12/2007

JEFFERSON PILOT SECURITIES CORPORATION (CONCORD NH)

NJ

05/23/1991 - 02/06/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

05/23/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/09/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Rooney.
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