Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Richter is a financial advisor with LGA Capital. James Patrick Richter has been in the industry for over 1 year and is registered in Maryland. James Patrick Richter is licensed to offer securities products and investment advisory services. James Patrick Richter has passed the Series 7TO and SIE exams and the Uniform Combined State Law Examination. James Patrick Richter has a Series 66 license and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
06/01/2023 - Present
LGA Capital (ROCKVILLE MD)
BOTH
Issued 10/11/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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