Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Richardson is a financial advisor with over 28 years of experience in the industry. James is currently registered with Next Financial Group, Inc. James is also registered as an investment advisor representative in South Carolina. James has held past positions at several firms including QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES, INC., LEGACY FINANCIAL SERVICES, INC., INTERSECURITIES, INC., WMA SECURITIES, INC., and PFS INVESTMENTS INC. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
SC
01/01/2025 - Present
Next Financial Group, Inc. (BARNWELL SC)
SC
12/01/2006 - 03/06/2008
QUESTAR CAPITAL CORPORATION (BARNWELL SC)
SC
08/18/2003 - 12/01/2006
USALLIANZ SECURITIES, INC. (BARNWELL SC)
CA
01/25/2001 - 08/15/2003
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
FL
10/26/1999 - 01/18/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
08/09/1995 - 10/20/1999
WMA SECURITIES, INC. (DULUTH GA)
GA
01/01/1994 - 08/16/1995
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Richardson is the right advisor for you? Invested Better is here to help.
