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James Patrick Ray

Investment Distributors, Inc.

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About James Patrick Ray

James Patrick Ray is a registered representative with Investment Distributors, Inc. James has been active in the financial industry since April 5, 2024 and is licensed in Texas. He is currently working at Investment Distributors, Inc. and is based out of their Covington, KY location. James holds Series 63, 6TO, and SIE licenses.

Firm Information

James Ray is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Ray’s Registration & Firm History

KY

04/06/2024 - Present

Investment Distributors, Inc. (Covington KY)

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Licenses & Designations

BC

Issued 04/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Ray.
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