Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Ptaszynski is a financial advisor currently registered with Brean Capital, LLC. James has been in the industry since 2013. James has passed the Series 63, Series 7, and SIE exams and is registered in 32 states. Prior to joining Brean Capital, LLC, James was employed by BEAR, STEARNS & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/19/2013 - Present
Brean Capital, LLC (NEW YORK NY)
IL
09/12/2007 - 06/17/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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