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James Patrick Pritchard

Delta Investment Management, LLC

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About James Patrick Pritchard

James Pritchard is an investment advisor representative with Delta Investment Management, LLC. James has been in the industry since 1982. James has passed the Series 7, Series 24, and Series 63 exams. James also holds a Series 65 license. James specializes in providing financial planning and portfolio management services to individuals and charitable organizations. James has experience working with Smith Barney, Harris Upham & Co., Incorporated, LinSCO/Private Ledger Corp., Mitchum, Jones & Templeton, Inc., Securities Service Network, Inc., and Concord Assets Securities, Inc.

Firm Information

James Pritchard is currently registered with Delta Investment Management, LLC. Delta Investment Management, LLC is a San Francisco, California-based Registered Investment Advisor that manages over $628 million in assets for over 2,100 clients. The firm offers financial planning and portfolio management services to individuals and charitable organizations. They specialize in working with high-net-worth individuals and individuals other than high-net-worth.
Delta Investment Management, LLC

708 MONTGOMERY STREET

SAN FRANCISCO, CA 94111

$628.86M

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Pritchard’s Registration & Firm History

CO

04/14/2021 - Present

Delta Investment Management, LLC (Durango CO)

TN

06/02/1995 - 11/30/1998

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

CA

11/30/1993 - 06/01/1995

MITCHUM, JONES & TEMPLETON, INC. (SAN FRANCISCO CA)

SC

12/15/1986 - 11/22/1993

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NA

08/06/1986 - 12/16/1986

CONCORD ASSETS SECURITIES, INC.

NA

09/24/1982 - 10/09/1985

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

IA

Issued 02/06/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/14/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/1987

Series 24 - General Securities Principal Examination

BC

Issued 09/18/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Patrick Pritchard.
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