Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Nugent is a financial professional with over 16 years of experience in the industry. James is currently registered with Eastdil Secured Advisors LLC, a firm specializing in commercial real estate. Prior to joining Eastdil, James was employed at WELLS FARGO SECURITIES, LLC and J.P. MORGAN SECURITIES INC. James holds a Series 7, Series 79, and Series 63 license as well as the SIE exam. James is registered in five states including District of Columbia, Maryland, Massachusetts, New York, and Virginia. James's areas of expertise include investment banking and commercial real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/01/2019 - Present
Eastdil Secured Advisors LLC (Santa Monica CA)
NY
09/25/2012 - 10/01/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
MA
01/01/2007 - 08/01/2008
J.P. MORGAN SECURITIES INC. (BOSTON MA)
BC
Issued 09/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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