Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Norcott is a registered representative and investment advisor representative with State Street Global Markets, LLC. James has been in the industry since March 15, 2011 and has a strong track record of success in the financial services industry. James holds the Series 7, Series 63, and SIE licenses and is registered in all 50 states. Before joining State Street Global Markets, LLC, James worked at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC in Boston, MA from March 15, 2011 until May 1, 2017. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/01/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
03/15/2011 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
BC
Issued 03/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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