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James Patrick Nolan

Lion Street Financial, LLC

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About James Patrick Nolan

James Patrick Nolan is a financial advisor with Lion Street Financial, LLC, located in Austin, Texas. James has over 17 years of experience in the financial industry and is registered to offer securities in Texas, Ohio, Indiana and Kentucky. James holds Series 6 and Series 63 licenses. James previously worked at BrightHouse Securities, LLC, MetLife Investors Distribution Company, NYLife Distributors LLC, The Leaders Group, Inc., ING Financial Partners, Inc., Lincoln Financial Distributors, Inc., Phoenix Equity Planning Corporation, and Park Avenue Securities LLC.

Firm Information

James Nolan is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Nolan’s Registration & Firm History

TX

03/25/2021 - Present

Lion Street Financial, LLC (AUSTIN TX)

NC

03/06/2017 - 03/16/2021

BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)

NY

03/08/2016 - 03/06/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NJ

07/01/2015 - 01/29/2016

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

CO

02/07/2013 - 04/07/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

NY

08/04/2011 - 12/31/2012

ING FINANCIAL PARTNERS, INC. (SCHENECTADY NY)

PA

08/27/2008 - 05/17/2011

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

OH

07/20/2005 - 08/15/2008

PHOENIX EQUITY PLANNING CORPORATION (MIDDLEBURG HEIGHTS OH)

NY

06/20/2003 - 08/12/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Nolan.
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