Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Moran is an active investment advisor representative in New Hampshire. James has been in the industry since 2003. He currently works for Empower Advisory Group, LLC, a firm that specializes in providing financial planning, portfolio management for individuals, and educational seminars. James previously worked for Fidelity Brokerage Services LLC, where he held various positions. He has also worked at a few other financial companies over the years. James is licensed in a variety of states and holds several industry certifications. He specializes in assisting both individuals and businesses with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
07/17/2024 - Present
Empower Advisory Group, LLC (CONCORD NH)
FL
07/01/2003 - 08/31/2020
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
RI
10/04/2000 - 11/01/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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