Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick McVeigh is a financial professional with over 25 years of experience in the financial services industry. James has a broad background in investment banking and securities, having worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. James holds a Series 7, 24, 63, 79TO and SIE license. He is currently registered as a broker with CDX Advisors and holds active licenses in California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Nevada, New York, Oregon, Pennsylvania, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/02/2015 - Present
CDX Advisors (West Palm Beach FL)
FL
12/17/2013 - 12/24/2015
TRUMP SECURITIES, LLC (BOCA RATON FL)
NY
11/01/2010 - 10/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/10/2003 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/18/2000 - 03/11/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
03/31/1998 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/28/1997 - 04/22/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
09/27/1994 - 04/22/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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