Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McGuire is a financial advisor with Vanguard Advisers, Inc. located in Charlotte, NC. James has been in the industry since 1998. James is registered with the state of North Carolina as an investment advisor representative. James also holds the Series 6, 7, 63, and 66 securities licenses. Prior to joining Vanguard Advisers, Inc., James worked at WELLS FARGO ADVISORS, LLC, FIRST UNION BROKERAGE SERVICES, INC., and ROYCE INVESTMENT GROUP, INC.. James specializes in retirement planning, investment planning, asset allocation, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/26/2016 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
10/01/2000 - 11/05/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
04/23/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
01/07/1995 - 02/24/1995
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 05/09/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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