Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick McFadden is a financial advisor with over 9 years of experience in the financial services industry. He is currently registered as a Registered Representative (RR) with Wells Fargo Clearing Services, LLC, and also holds the Series 63 and 65 licenses, along with the Series 7 and SIE exams. He has been associated with this firm since November 2019. James was previously registered with Carillon Fund Distributors, Inc. and Dynamex Trading, LLC, which are now inactive firms. He is registered to provide financial advice in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/02/2020 - Present
Wells Fargo Clearing Services, LLC (WAYNE PA)
FL
10/28/2015 - 12/19/2019
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
NY
10/22/2008 - 04/21/2010
DYNAMEX TRADING, LLC (NEW YORK NY)
BC
Issued 10/30/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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