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James Patrick McDonald

Third Seven Capital LLC

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About James Patrick McDonald

James McDonald is a financial professional with over 25 years of experience in the industry. James is currently registered with Third Seven Capital LLC. Previously James was registered with WAYPOINT DIRECT INVESTMENTS, LLC, SEA PORT GROUP SECURITIES, LLC, HSBC SECURITIES (USA) INC., WARBURG DILLON READ LLC, SBC WARBURG DILLON READ INC., SBC WARBURG, INC., PAINEWEBBER INCORPORATED, CS FIRST BOSTON CORPORATION, and E. F. HUTTON & COMPANY INC. James holds licenses for Series 63, Series 24, SIE, and Series 7. James is registered in 13 states.

Firm Information

James McDonald is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McDonald’s Registration & Firm History

NY

02/07/2022 - Present

Third Seven Capital LLC (NEW YORK NY)

FL

06/24/2014 - 07/01/2021

WAYPOINT DIRECT INVESTMENTS, LLC (Boca Raton FL)

NY

06/26/2013 - 01/02/2014

SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)

NY

09/20/2000 - 06/05/2007

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

06/29/1998 - 12/16/1998

WARBURG DILLON READ LLC (NEW YORK NY)

CT

09/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

08/03/1995 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NJ

04/09/1991 - 02/12/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/18/1987 - 08/08/1990

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NA

11/11/1983 - 03/27/1987

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 08/30/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick McDonald.
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