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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Mccloskey is an investment advisor representative registered with Cetera Investment Advisers LLC. James is a veteran advisor, having entered the financial services industry in 1997. James is based in Newport Beach, California and has been registered with the state of California since 2023. He offers a variety of financial services including financial planning, portfolio management, and selection of other advisors. Previous to Cetera Investment Advisers LLC, James was also registered with Securian Financial Services, Inc. and NSHD Financial and Insurance Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
02/18/1997 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
08/28/2001 - 04/06/2005
NSHD FINANCIAL AND INSURANCE SERVICES, LLC (NEW PORT BEACH CA)
IA
Issued 9/7/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/3/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 2/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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