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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Marx is an investment advisor representative associated with Alera Investment Advisors, LLC. James has been in the industry since May 2004 and has extensive experience in the financial services field. James holds the Series 6, 7, 63, 65, and 66 licenses. James also specializes in financial planning, pension consulting, and portfolio management for businesses and individuals. James has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
10/16/2024 - Present
Alera Investment Advisors, LLC (Rochester NY)
NY
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (WHITE PLAINS NY)
NY
12/03/2010 - 04/22/2016
SANDERS MORRIS HARRIS LLC (WHITE PLAINS NY)
PA
11/29/2007 - 12/07/2010
PCS DISTRIBUTORS, LLC (PHILADELPHIA PA)
NJ
04/22/2006 - 04/25/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (JERSEY CITY NJ)
NE
05/10/2004 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 09/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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