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James Patrick Maley

Hornor, Townsend & Kent, LLC

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About James Patrick Maley

James Maley is a registered representative with Hornor, Townsend & Kent, LLC. James has been in the securities industry since 1993 and has been registered with Hornor, Townsend & Kent, LLC since 2006. James has held previous roles with Western International Securities, Inc. and MetLife Securities Inc.. James is licensed in Illinois and Wisconsin. James's specializations include Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Selection of Other Advisors.

Firm Information

James Maley is currently registered with Hornor, Townsend & Kent, LLC. Hornor, Townsend & Kent, LLC is a Limited Liability Company formed in March 1969, headquartered in Conshohocken, Pennsylvania. The firm provides a range of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. They have over 400 licensed agents and registered representatives serving clients in all 50 states. Their regulatory assets under management are approximately $6.86 billion, primarily derived from high-net-worth individuals, corporations, pension plans, and individuals other than high-net-worth.
Hornor, Townsend & Kent, LLC

161 WASHINGTON STREET

CONSHOHOCKEN, PA 19428

$6.86B

Assets Under Management

Not reported

Total Clients

688

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Trail commissions, distribution assistance fees

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James Maley’s Registration & Firm History

IL

08/29/2006 - Present

Hornor, Townsend & Kent, LLC (Chicago IL)

IL

05/22/2003 - 09/01/2006

WESTERN INTERNATIONAL SECURITIES, INC. (INVERNESS IL)

MA

08/28/1991 - 05/25/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

08/28/1991 - 05/25/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Patrick Maley. Review regulatory record here.
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