Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lynch is a financial advisor based in Chicago, Illinois. James has been working in the financial industry since 1994 and is currently registered with Great Point Advisors, LLC. James previously worked at David A. Noyes & Company, Dinosaur Securities, L.L.C., Newbridge Securities Corporation, Chicago Investment Group, LLC, Advanced Equities, Inc., USF Securities, L.P., Banc of America Investment Services, Inc. and Morgan Stanley DW Inc. James is a Series 3, Series 7, Series 10, Series 24, Series 63, and Series 65 licensed professional. James is a principal for JPL Consulting Group LLC, a placement consultant for financial advisors. James provides financial planning, portfolio management for businesses and individuals, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/11/2022 - Present
Great Point Advisors, LLC (CHICAGO IL)
IL
01/24/2014 - 01/17/2019
DAVID A. NOYES & COMPANY (SKOKIE IL)
NY
12/09/2013 - 01/22/2014
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
IL
07/02/2010 - 07/13/2011
NEWBRIDGE SECURITIES CORPORATION (CHICAGO IL)
IL
08/19/2009 - 07/19/2010
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
IL
03/26/2007 - 08/20/2009
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
11/04/2005 - 03/26/2007
USF SECURITIES, L.P. (CHICAGO IL)
MA
09/11/2002 - 10/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/27/1993 - 08/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/29/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/26/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
Not sure James Lynch is the right advisor for you? Invested Better is here to help.
