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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Lowry is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Huntersville, NC. James Lowry is registered to provide investment advice in 15 states and has been in the financial services industry since December 2002. James Lowry previously worked at LPL FINANCIAL LLC, CAPITAL GUARDIAN, LLC, WOODBURY FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHASE INVESTMENT SERVICES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and SANFORD C. BERNSTEIN & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNTERSVILLE NC)
NC
12/07/2015 - 05/23/2024
LPL FINANCIAL LLC (HUNTERSVILLE NC)
NC
06/21/2012 - 12/08/2015
CAPITAL GUARDIAN, LLC (HUNTERSVILLE NC)
NC
07/01/2008 - 06/29/2012
WOODBURY FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)
NC
01/13/2006 - 07/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
IL
09/17/2003 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
09/26/2002 - 08/15/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/26/2002 - 08/15/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/23/2001 - 07/16/2002
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 01/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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