Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Leahey is a registered representative with Commonwealth Financial Network, having joined the firm in August 2008. Prior to this, James was with Veravest Investments, Inc. in Worcester, Massachusetts. James is a Registered Options Principal, a Municipal Securities Principal, a General Securities Principal and an Investment Company Products/Variable Contracts Principal, holding all these designations with a Broker-Dealer license. James also holds the Series 6, 7, 31, 66 and SIE licenses, along with being a Registered Investment Advisor in Massachusetts. Commonwealth Financial Network provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. The firm has over 623,000 accounts with total assets of $177 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/14/2011 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
12/08/1998 - 12/13/2006
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 04/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2003
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/05/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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