Unclaimed
James Patrick Langham is a registered representative with MML Investors Services, LLC. James has been in the financial industry since April 29, 2010. James is a Series 66, Series 10, Series 24, Series 7 and SIE licensed professional. James is licensed to provide investment advice in all states except for the following: Ohio, New Jersey, and New York. James has been with MML Investors Services, LLC since August 28, 2023. Prior to that, James was with UBS Financial Services Inc. in Weehawken, NJ and Morgan Stanley Smith Barney in Purchase, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
09/01/2023 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NJ
08/31/2010 - 08/28/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/28/2010 - 09/14/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
BOTH
Issued 12/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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