Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Lake is a financial advisor with Lincoln Financial Distributors, Inc. in Radnor, PA. James Lake has been in the financial industry since 1990, and has a range of experience. James Lake has passed the Series 6, 26, 51, and 63 exams, as well as the SIE exam. James Lake has a record of working with clients in Pennsylvania. James Lake is currently registered with Lincoln Financial Distributors, Inc., Park Avenue Securities LLC, and Guardian Investor Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/10/2022 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
PA
03/31/2015 - 03/17/2022
PARK AVENUE SECURITIES LLC (PITTSBURGH PA)
PA
01/12/2009 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (VILLANOVA PA)
PA
04/26/1990 - 11/26/2008
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
BC
Issued 06/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/06/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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