Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Kent is an Investment Advisor Representative with LPL Financial LLC, with over 12 years of experience in the financial services industry. James has been licensed in West Virginia, California, Kentucky, Ohio, South Carolina, and Virginia. James specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors. In addition, James provides consulting and other non-discretionary advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WV
08/08/2024 - Present
LPL Financial LLC (KENOVA WV)
WV
08/29/2017 - 06/20/2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Kenova WV)
WV
05/02/2014 - 09/13/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (KENOVA WV)
WV
02/04/2008 - 06/27/2008
J.J.B HILLIARD, W.L. LYONS, LLC (CHARLESTON WV)
WV
09/21/2007 - 01/31/2008
CHASE INVESTMENT SERVICES CORP. (CHARLESTON WV)
WV
12/02/2005 - 07/13/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON WV)
BOTH
Issued 09/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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