Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Kenning has been in the financial services industry since March 14, 1983. James is currently registered with Commonwealth Financial Network. James has a total of 19 approved state registrations, with 1 of those registrations as an Investment Advisor. James also has 4 product exams, 2 state exams, and 1 principal exam. James is registered in 20 states and is currently serving clients in Connecticut. James also offers fixed insurance sales at the branch location.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/06/1998 - Present
Commonwealth Financial Network (SANDY HOOK CT)
AZ
11/19/1989 - 06/21/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
06/19/1991 - 05/07/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
05/19/1988 - 03/04/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/03/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/15/1983 - 07/09/1986
DAVID LERNER ASSOCIATES, INC.
IA
Issued 06/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/14/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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