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James Patrick Kenney

Pacific OAK Capital Markets, LLC

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About James Patrick Kenney

James Patrick Kenney is a financial advisor with Pacific Oak Capital Markets, LLC. James has been a financial advisor since March 2, 2007 and has experience in the securities industry. Pacific Oak Capital Markets, LLC is a broker dealer with headquarters in Costa Mesa, CA. James is also registered with the following states: Alaska, California, Idaho, Montana, Nevada, North Dakota, Oregon, South Dakota, Washington, and Wyoming.

Firm Information

James Kenney is currently registered with Pacific OAK Capital Markets, LLC. Pacific OAK Capital Markets, LLC is a Limited Liability Company formed on March 26, 2020. The firm is registered with the Securities and Exchange Commission and all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Kenney’s Registration & Firm History

CA

08/11/2023 - Present

Pacific OAK Capital Markets, LLC (COSTA MESA CA)

FL

10/14/2021 - 07/24/2023

SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)

CO

02/09/2021 - 09/30/2021

COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)

CA

12/11/2019 - 07/24/2020

TRITON PACIFIC SECURITIES, LLC (IRVINE CA)

FL

03/22/2019 - 11/07/2019

S2K FINANCIAL LLC (ORLANDO FL)

IL

06/04/2018 - 10/29/2018

CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)

CA

11/02/2017 - 06/12/2018

SHOPOFF SECURITIES, INC. (IRVINE CA)

CA

04/24/2015 - 09/27/2017

EMERSON EQUITY LLC (SAN MATEO CA)

CA

01/11/2008 - 01/15/2015

NGAM DISTRIBUTION, L.P. (San Francisco CA)

MA

02/28/2006 - 12/21/2007

PARK AVENUE SECURITIES LLC (WELLESLEY MA)

RI

08/11/2005 - 02/16/2006

SECURIAN FINANCIAL SERVICES, INC. (WARWICK RI)

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Licenses & Designations

BOTH

Issued 09/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Kenney.
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