Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kelly is a securities professional with over 30 years of experience in the financial industry. He is currently registered with Mizuho Securities USA LLC in Iselin, NJ. James has held previous registrations with PaineWebber Incorporated. His qualifications include a Series 7, Series 63 and Series 72 license. James is registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
12/20/1994 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NJ
11/26/1986 - 01/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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