Unclaimed
James Kelleher is a financial professional with Young America Capital, LLC. He is registered with FINRA and is currently licensed to operate in New York. James has been in the industry since 2016 and holds the Series 63, SIE and Series 79 licenses. He also has experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/12/2016 - Present
Young America Capital, LLC (MAMARONECK NY)
BC
Issued 10/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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