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James Patrick Kearney

Samuel A. Ramirez & Company, Inc.

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About James Patrick Kearney

James Patrick Kearney is a registered representative with Samuel A. Ramirez & Company, Inc. with over 30 years of experience in the financial industry. James Kearney has held prior positions at Olden Lane Securities, LLC, Performance Trust Capital Partners, LLC, Goldman, Sachs & Co., Shoreline Trading Group LLC, Links Securities LLC, Financial Asset Management, Inc., Presidio Securities, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and Shearson Lehman Government Securities, Inc. James Kearney is licensed in both New Jersey and New York.

Firm Information

James Kearney is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Kearney’s Registration & Firm History

NY

11/18/2019 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

01/19/2019 - 05/31/2019

OLDEN LANE SECURITIES, LLC (BRIDGEWATER NJ)

NJ

10/28/2011 - 02/02/2017

PERFORMANCE TRUST CAPITAL PARTNERS, LLC (MORRISTOWN NJ)

NY

03/06/2006 - 04/15/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

NJ

07/12/2002 - 03/01/2006

SHORELINE TRADING GROUP LLC (SUMMIT NJ)

NY

01/09/1997 - 07/10/2002

LINKS SECURITIES LLC (NEW YORK NY)

OH

04/16/1996 - 07/08/1998

FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)

VA

11/14/1995 - 05/21/1996

PRESIDIO SECURITIES, INC. (LEXINGTON VA)

NJ

08/14/1989 - 09/29/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

05/10/1989 - 09/25/1989

SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.

NY

05/10/1989 - 09/25/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

05/10/1989 - 09/25/1989

SHEARSON LEHMAN HUTTON SPECIAL SECURITIES INCORPORATED

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Licenses & Designations

BC

Issued 04/19/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2002

Series 24 - General Securities Principal Examination

BC

Issued 02/02/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Kearney.
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