Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Keane is a financial professional with over 20 years of experience in the industry. Currently registered with MML Investors Services, LLC, James holds Series 66, Series 7, and SIE licenses and provides various financial advisory services. James is also a Chartered Financial Consultant and a life, health insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
12/16/2015 - Present
MML Investors Services, LLC (NEWPORT BEACH CA)
NY
08/23/2011 - 06/18/2015
CION SECURITIES, LLC (NEW YORK NY)
CA
08/31/2009 - 08/01/2011
TNP SECURITIES, LLC (WALNUT CREEK CA)
KS
01/28/2009 - 08/25/2009
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
04/09/2007 - 10/23/2008
WESTMOORE SECURITIES, INC. (ANAHIEM CA)
CA
03/28/2006 - 04/17/2007
JRL CAPITAL CORPORATION (IRVINE CA)
NY
10/21/2003 - 09/14/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/15/2003 - 10/21/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 03/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Keane is the right advisor for you? Invested Better is here to help.
