Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Karthaus is a financial advisor with over 25 years of experience in the industry. He has been registered with Raymond James Financial Services Advisors, Inc. since May 2023. Previously, James worked for LPL FINANCIAL LLC and The Leaders Group, Inc., among other firms. James holds Series 6, 7, 26, 63 and 65 licenses, as well as a Certified Financial Planner designation. He has provided advisory services to a wide range of clients, including individuals, families, businesses, and institutions. James is committed to providing personalized financial planning and investment management services to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
05/26/2023 - Present
Raymond James Financial Services Advisors, Inc. (Conshohocken PA)
PA
09/01/2017 - 06/12/2023
LPL FINANCIAL LLC (DOYLESTOWN PA)
CO
07/26/2016 - 08/31/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
06/04/2013 - 04/20/2016
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
03/26/2012 - 12/05/2012
ING FINANCIAL PARTNERS, INC. (DOYLESTOWN PA)
TN
11/17/2010 - 02/07/2012
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
CO
03/31/2009 - 10/26/2010
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
03/08/2005 - 02/20/2009
HARTFORD EQUITY SALES COMPANY INC. (PLYMOUTH MEETING PA)
PA
06/28/2005 - 02/13/2009
WOODBURY FINANCIAL SERVICES, INC. (PLYMOUTH MEETING PA)
NJ
12/05/1997 - 03/04/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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