Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Kapala is a financial advisor with over 30 years of experience in the industry. James is registered with LPL Financial LLC and is currently licensed in Illinois, Indiana, and New York. Previously, James worked at BMO Harris Financial Advisors, Inc., Fifth Third Securities, Inc., HarrisDirect LLC, Ameritas Investment Corp., Harris Investorline Inc., Harris Investorline, Harris Investors Direct, Inc., Old Kent Financial Advisors, AON Securities Corporation, Forth Financial Securities, Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company. James has a broad range of experience in the financial industry and specializes in several areas including retirement planning, college savings plans, and estate planning. James is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
12/05/2024 - Present
LPL Financial LLC (PALOS HEIGHTS IL)
IL
04/21/2008 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
05/02/2005 - 04/18/2008
FIFTH THIRD SECURITIES, INC. (OAK LAWN IL)
NJ
09/27/2004 - 12/10/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
05/01/2002 - 09/21/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
NE
06/30/1998 - 05/24/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
WA
12/09/2000 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
04/15/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
06/25/1998 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
MI
06/13/1997 - 06/19/1998
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
IL
05/24/1996 - 05/15/1997
AON SECURITIES CORPORATION (CHICAGO IL)
VA
10/21/1991 - 04/01/1996
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
MA
11/22/1989 - 09/13/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/22/1989 - 09/13/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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