Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Hayes is a financial advisor at BNY Advisors. James has been in the financial services industry since 2004, specializing in retirement planning, investment management, and insurance. James holds a Series 7, 9, 10, 24, 52TO, and 66. James is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative, and is registered in 51 states and the District of Columbia. BNY Advisors is a registered investment adviser with the SEC. The firm specializes in portfolio management, retirement planning, and wealth management services. The firm is also registered in 49 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Mutual fund screening, model portfolio delivery
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset based fees related to model portfolio delivery
1
2
NJ
04/05/2023 - Present
BNY Advisors (PENNINGTON NJ)
NJ
10/11/2022 - 03/04/2024
PERSHING LLC (JERSEY CITY NJ)
PA
07/21/2005 - 10/17/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
WI
07/23/2004 - 08/05/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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