Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harrington is an active registered investment advisor representative with Ameriprise Financial Services, LLC. James has been working in the securities industry for over 20 years. James is licensed to provide investment advice in 29 states. Ameriprise Financial Services, LLC is an independent financial services firm with over 13,000 registered representatives and investment advisors. The firm provides a range of financial services including asset allocation, financial planning, pension consulting, education seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
05/02/2019 - Present
Ameriprise Financial Services, LLC (Virginia Beach VA)
VA
04/15/2009 - 05/06/2019
WELLS FARGO CLEARING SERVICES, LLC (NORFOLK VA)
VA
11/07/2003 - 04/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (VIRGINIA BEACH VA)
NY
07/24/2000 - 11/11/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Harrington is the right advisor for you? Invested Better is here to help.
