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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Goodrich is a financial advisor with over 25 years of experience in the financial services industry. James currently works at Wealthpenn.comllc and is registered to provide investment advice in multiple states. James has a wide range of experience working with a variety of clients including individuals, corporations, charitable organizations, and investment companies. James has been a registered representative with FINRA and has passed several industry exams including the Series 7, Series 31, and Series 65. James has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NH
06/01/2009 - Present
Wealthpenn.comllc (Hanover NH)
NH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LEBANON NH)
NH
09/11/1995 - 04/02/2007
MORGAN STANLEY DW INC. (WEST LEBANON NH)
IA
Issued 10/5/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/22/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 9/8/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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