Unclaimed
James Patrick Gannon has been in the financial services industry since September 15, 2005. He is currently registered with Lord Abbett Distributor LLC, a broker-dealer firm headquartered in Jersey City, New Jersey. James has experience in securities, working previously with FORESIDE FINANCIAL SERVICES, LLC and MORGAN STANLEY & CO. LLC. James is a Series 7, Series 24, Series 63 and SIE licensed professional and is currently registered with the State of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/14/2024 - Present
Lord Abbett Distributor LLC (JERSEY CITY NJ)
NY
05/24/2022 - 11/17/2023
FORESIDE FINANCIAL SERVICES, LLC (New York NY)
NY
03/09/2005 - 05/10/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 06/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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