Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Foley is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial services industry since 1985, and has been registered with the Securities and Exchange Commission (SEC) since 1986. James is licensed to provide financial advice in Alabama, Arizona, California, Colorado, Florida, Georgia, Idaho, Indiana, Iowa, Louisiana, Maryland, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. James is also registered as an investment advisor representative (IAR) in Georgia and Texas. James provides asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/01/2019 - Present
Ameriprise Financial Services, LLC (Atlanta GA)
GA
01/01/2008 - 03/05/2019
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
GA
11/17/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ATLANTA GA)
NJ
06/17/1986 - 11/09/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/23/1985 - 06/19/1986
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 10/14/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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