Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fitzgibbons is a financial professional with over 30 years of experience in the industry. James is currently registered with Susquehanna Securities, LLC, and Susquehanna Investment Group. James is a Series 3, 7, 24, 57TO, and SIE licensed individual. In the past, James has worked for firms such as SUSQUEHANNA FINANCIAL GROUP, LLLP, and CS FIRST BOSTON CORPORATION. James’s previous registration with CS First Boston Corporation ended on February 2, 1987, and his registration with SUSQUEHANNA FINANCIAL GROUP, LLLP ended on January 11, 2008. James’s registration with Susquehanna Securities, LLC started on October 22, 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/22/2009 - Present
Susquehanna Securities, LLC (Chicago IL)
IL
10/01/2003 - 01/11/2008
SUSQUEHANNA FINANCIAL GROUP, LLLP (CHICAGO IL)
NA
07/23/1985 - 02/02/1987
CS FIRST BOSTON CORPORATION
BC
Issued 08/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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