Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Fawcett is a registered investment advisor representative at PFS Investments Inc., with a focus on providing investment advice and services to individuals. James is dedicated to helping clients achieve their financial goals. James has been in the financial services industry since December 5, 2021. In addition to his Series 63 and Series 65 licenses, James also holds the Series 6TO and SIE designations. James is also a registered representative for PFS Investments Inc. in Florida, Missouri, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
06/27/2023 - Present
PFS Investments Inc. (CORAOPOLIS PA)
IA
Issued 06/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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